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Gary Watkins
Founding Partner
ACA Compliance Group
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| Gary Watkins is a founding partner of ACA and is located in the Richmond office. His primary responsibilities include conducting mock inspections of investment advisers and hedge funds. Mr. Watkins also assists ACA clients in responding to SEC deficiency letters, reviewing best execution and trading practices, preparing advertisements that comply with the federal securities laws and developing customized policies and procedures. In addition, he has liaised with the SEC on behalf of his clients during regulatory inspections. Mr. Watkins developed his inspection background as a state securities regulator with the Virginia State Corporation Commission's Division of Securities. While employed with the state of Virginia, Mr. Watkins was responsible for conducting on-site investment adviser compliance examinations and investigations. Gary participated in several conferences sponsored by the National White Collar Crime Unit, NASAA, NASD, and SEC. He also conducted many investigations on alleged violations of the Virginia Securities Act and participated in criminal investigations with local law enforcement agencies. |
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