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SEC Form D filings for April 9, 2014
By Chris Clair
Wednesday, April 09, 2014

Under the Securities Act of 1933, the U.S. Securities and Exchange Commission allows companies to offer securities for sale without having to register those securities or file periodic reports, provided the companies meet exemptions laid out in Regulation D. For hedge funds' purposes, those securities are limited partnerships. When a hedge fund firm sells its first securities, it is required by Reg D to file a Form D, which includes names and addresses of the company's executive officers and stock promoters and the date of the first sale in the offering. As such, Form D filings can be a useful tool to find new hedge fund launches.

Portico Direct Ltd.

Portico Direct L.P.

Archer Select Dislocation Fund, L.P.

Archer Select Dislocation Fund, Ltd.


IRIS Innovative Revenue Investment Strategy LLC

BPP Offshore, Ltd.

Mitchell Partners, L.P.

Morgan Stanley HedgePremier/Metacapital Rising Rates Fund LP

LiquidAlts Omega Feeder Fund

LiquidAlts Omega Fund

SLK Value & Opportunity Fund, LP


CTA Choice Fund VEGA

Glynn Emerging Opportunity Fund, a California Limited Partnership

Linden Phull Growth Partners, LP

Elmbank Capital Partners Offshore, Ltd.

AQR Global Stock Selection Offshore Fund (USD) Ltd.

—Compiled by Chris Clair

Comments welcome

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