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ISDA names O'Malia as CEO
By Reuters
07/23/2014 3:34:58 PM ET

HONG KONG (Reuters)—The International Swaps and Derivatives Association (ISDA, a global derivatives trade group, said on Wednesday [July 23] it had appointed leading U.S.
Commissioner O'Malia to leave U.S. CFTC swaps watchdog
By Reuters
07/22/2014 12:53:20 PM ET

WASHINGTON (Reuters)—Commissioner Scott O'Malia said on Monday [July 21] he intends to leave the U.S. Commodity Futures Trading Commission, creating a vacancy just a short while after Chairman Tim Massad took over at the derivatives regulator.
Perella Weinberg CEO joins Funding Circle board
By Reuters
07/17/2014 4:40:52 PM ET

LONDON (Reuters)—The chief executive of corporate finance firm Perella Weinberg is to join the board of peer-to-peer loan company Funding Circle, in a major coup for the small business lender as it builds up its U.S.
Relational's Whitworth to take leave, resign from HP board to focus on health
By Reuters
07/15/2014 2:41:38 PM ET

SAN DIEGO (Reuters)—Relational Investors LLC founder Ralph Whitworth will take a leave of absence from his fund to focus on his health. Relational co-founder David Batchelder and other senior managers will step in and take the reins of the firm for now.
Och-Ziff hires former U.S. SEC general counsel as chief legal officer
By Reuters
07/11/2014 12:15:21 PM ET

BOSTON (Reuters) - Och-Ziff Capital Management , one of only a handful of publicly traded hedge fund firms, hired securities lawyer David Becker as its new chief legal and chief compliance officer to replace Jeff Blockinger, who will be leaving the firm. Becker, 67, brings public and private sector experience to the position, joining Och-Ziff from law firm Cleary Gottlieb Steen & Hamilton where he was a partner and having previously worked as General Counsel for the U.
Viking Global reshuffles top ranks; fund up 6.6 percent in 1st half
By Reuters
07/03/2014 5:10:12 PM ET

BOSTON (Reuters)—Hedge fund superstar Andreas Halvorsen reorganized the top ranks of his Viking Global Investors this week by allowing one of his co-chief investment officers to take a sabbatical and handing the reins to the other co-leader to perform the job alone. The firm also told investors that it gained 6.
High-frequency trading entrepreneur Cummings takes back CEO role at Tradebot
By Reuters
07/01/2014 3:09:28 PM ET

NEW YORK (Reuters)—Dave Cummings, a founder of exchange operator BATS Global Markets and a well-known name in high-frequency trading, said on Tuesday [July 1] that he was again taking on the role of chief executive officer at Tradebot Systems Inc., where he is chairman of the board.
Top insider trading prosecutor Reisner to step down, join Paul Weiss
By Reuters
06/26/2014 9:40:18 AM ET

NEW YORK (Reuters)—A top official in the U.S. Attorney's Office in Manhattan who oversaw a number of high-profile insider trading cases is leaving his post after two and a half years, according to a spokesman for the office.
Citigroup FX chief Feig leaving bank for Fortress
By Reuters
06/17/2014 4:02:52 PM ET

NEW YORK (Reuters)—Citigroup Inc.'s global head of foreign exchange, Jeff Feig, is leaving the bank and will join investment firm Fortress Investment Group LLC as a portfolio manager.
Harvard's Mendillo to step down as CEO of school's investment arm
By Reuters
06/10/2014 5:12:38 PM ET

BOSTON (Reuters)—Jane Mendillo, the first woman to run Harvard University's investment arm, will leave at the end of 2014 after guiding the Ivy League school's $32.7 billion endowment through the financial crisis and its aftermath, she said on Tuesday [June 10].
Hedge fund mogul Cohen hired legal titan Boies - source
By Reuters
06/06/2014 9:44:08 AM ET

June 5 (Reuters) - Hedge fund mogul Steven A. Cohen hired high-profile lawyer David Boies last year to defend him in a U.S. Securities and Exchange Commission proceeding that arose from a long-running insider trading probe, a person familiar with the matter said on Thursday.
Executives at failed Connecticut hedge fund plead guilty
By Reuters
05/23/2014 10:41:40 AM ET

(Reuters) - Three former executives of New Stream Capital LLC, a failed Connecticut hedge fund, have pleaded guilty to conspiring to mislead their clients to keep their largest investor, federal prosecutors said on Thursday. David Bryson, Bart Gutekunst and Richard Pereira each pleaded guilty on Wednesday in the New Haven, Connecticut, federal court to one count of conspiracy to commit wire fraud, said the office of U.
Three ex-Sasco natgas traders join merchant Freepoint
By Reuters
05/19/2014 6:11:26 PM ET

NEW YORK (Reuters)—Energy merchant Freepoint Commodities said on Monday [May 19] it hired three natural gas traders from hedge fund Sasco to expand its reach into U.S.
Goldman's top tech banker jumps ship for Coatue
By Reuters
05/14/2014 12:11:46 PM ET

NEW YORK/SAN FRANCISCO (Reuters)—Goldman Sachs Group Inc. technology investment banker Anthony Noto, who helped orchestrate Twitter Inc.'s successful IPO in November, is leaving and joining Coatue Management, according to a source familiar with the matter.
Barclays dealmaker McGee quits as U.S. head
By Reuters
04/30/2014 2:24:14 PM ET

LONDON (Reuters)—Hugh 'Skip' McGee, one of the British bank Barclays' highest earners, has quit as head of its Americas business, the bank saying he did not want to oversee the task of establishing a new holding company required under tougher U.S.
Partner, two traders leave energy hedge fund Sasco
By Reuters
04/21/2014 11:19:48 AM ET

WESTPORT, Conn. (Reuters)—The chief investment officer and two natural gas traders at Sasco Energy Partners have left the Connecticut-based energy fund, sources said on Thursday [April 17], the latest departures from a firm that has struggled to make a profit.
Ex-CFTC regulator Chilton joins DLA Piper law firm
By Reuters
04/15/2014 10:33:29 AM ET

WASHINGTON (Reuters)—Bart Chilton, an outspoken former regulator who spent more than six years as a member of the U.S. Commodity Futures Trading Commission, will join the law firm DLA Piper, the company said on Monday [April 14].
JPMorgan global commodities unit head Masters to leave: memo
By Reuters
04/02/2014 4:39:58 PM ET

NEW YORK (Reuters)—Blythe Masters, one of Wall Street's most powerful women, is leaving JPMorgan Chase & Co. after a 27-year career that began as an intern in London and concludes with the sale of the multibillion-dollar commodities business she built.
UBS taps ex-Citadel exec Kolinsky for market making unit
By Reuters
03/26/2014 6:01:23 PM ET

NEW YORK (Reuters)—UBS AG is expected to hire former Citadel LLC executive Andy Kolinsky to run sales for its U.S. market-making unit out of Chicago, according to four sources familiar with the matter.
Itau Unibanco senior trader Okumura quits, takes team
By Reuters
03/12/2014 6:41:34 PM ET

SÃO PAULO (Reuters)—Fabio Okumura, a senior trader at Itaú Unibanco Holding SA's proprietary trading desk, resigned on Tuesday [March 11], taking with him an unspecified number of members of his team, two sources familiar with the situation said. Okumura left his position as director of trading at Itaú BBA SA, Itaú's wholesale and investment-banking unit, "voluntarily," the bank said in a statement sent to Reuters.

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